Our View
An identifiable FINRA record is a stronger starting point than an unsupported licence logo. BrokerCheck identifies Spartan Capital Securities, LLC and provides its registration information and disclosures. That establishes a specific record to examine; it does not establish suitability, eliminate market risk or resolve every question about a service.
Read the detailed BrokerCheck report and the applicable relationship summary alongside the proposed account documents. Check costs, the role of the clearing or carrying firm, custody arrangements and whether the service is brokerage, advisory or another activity. Do not confuse the firm with Spartan Capital Asset Management at spartancam.com, which is named in a separate SEC public alert. A similar brand name is not sufficient to transfer either a registration or a warning.
“Not rated” does not mean that a broker is either safe or unsafe. BrokerSafari does not assign a numerical score when there is insufficient verified evidence for a meaningful rating.
What Is Spartan Capital?
The website spartancapital.com identifies Spartan Capital Securities, LLC and describes wealth management, investment banking, institutional trading and equity research. Those descriptions are the firm’s own explanation of its business. They should not be read as a promise that all services are available to every customer or as evidence of investment performance.
FINRA BrokerCheck identifies the same legal name under CRD 146251 and SEC number 8-67801. The retrieved summary describes a brokerage firm regulated by FINRA and shows an approved SEC registration status. BrokerCheck also provides disclosure information and links to a detailed report. A reader should inspect those records rather than relying on a brief status description or treating registration as a recommendation.
This review is scoped to that legal entity and website. Other businesses use similar Spartan or Spartan Capital names in different jurisdictions and activities. The SEC’s PAUSE alert names Spartan Capital Asset Management and spartancam.com, not the reviewed domain. BrokerSafari has not established that those operations are the same and does not attribute that alert to Spartan Capital Securities, LLC. Account eligibility, custody, product access and the responsibilities of any other firm involved must be established from current documents.
Is Spartan Capital Regulated?
| Entity | SPARTAN CAPITAL SECURITIES, LLC |
|---|---|
| FINRA identifier | CRD 146251 |
| SEC identifier | 8-67801 |
| Retrieved status | BrokerCheck describes a FINRA-regulated brokerage firm and an approved SEC registration status. |
| Scope limit | A summary record is not a confirmation of every activity, client relationship or product. Review current permissions and disclosures. |
Source: FINRA BrokerCheck — Spartan Capital Securities, LLC · Last Checked:
The SEC’s July 30, 2019 PAUSE alert concerns Spartan Capital Asset Management at spartancam.com. It is a separate named operation. No finding that the reviewed firm is that operation is made here.
Source: SEC — Spartan Capital Asset Management alert, identity distinction only · Last Checked:
Company and Legal Entity
The firm website and FINRA record identify Spartan Capital Securities, LLC. BrokerCheck lists a New York main office and names Spartan Capital Holdings, LLC as an owner. These details relate to the identified US entity, not every similarly named company. Ultimate beneficial ownership beyond the retrieved record was not independently established.
Source: FINRA BrokerCheck — entity and ownership information · Last Checked:
A brand name, a company registration and a financial-services licence are different things. A company registration alone should not be interpreted as a financial-services licence. The legal entity in the customer agreement must match the relevant regulatory record and the services being supplied.
Markets and Trading Products
The official website lists service lines rather than a universal retail instrument inventory: wealth management, investment banking, institutional trading and equity research. This review does not infer forex, cryptocurrency or CFD access from those labels. Obtain product-specific documents for the account being considered.
Source: Spartan Capital — stated services · Last Checked:
Trading Platform
The sources reviewed do not establish a complete retail trading-platform specification, supported operating systems, API access or execution conditions. MetaTrader support is not assumed. Ask which firm provides the account interface and which entity carries or executes transactions.
BrokerSafari has not independently tested the trading platform. A published platform name or download link is not a test of execution, account access, data security or the ability to recover money.
Fees and Trading Costs
BrokerSafari could not identify enough publicly available pricing information in the sources reviewed to provide a reliable fee comparison. Brokerage commissions, advisory fees, custody or transfer charges may depend on the particular service. Obtain the current written schedule rather than treating the lack of a price here as a zero fee.
Deposits and Withdrawals
Account-specific funding methods, minimums, transfer charges and withdrawal processing commitments were not independently established in the reviewed sources. Confirm whether funds are held by this entity or another carrying firm and use payment details verified independently through the firm’s official contact information.
BrokerSafari has not independently tested withdrawals from Spartan Capital. Before funding an unfamiliar provider, review withdrawal eligibility, identity-verification requirements, fees, payment-recipient details and the entity responsible for the account. No withdrawal speed or success rate is asserted here.
Is Spartan Capital Safe?
A regulator-hosted identity record is available, but registration is not a guarantee of safety or investment results. BrokerCheck includes disclosures that deserve review in the detailed report. BrokerSafari has not audited the firm’s finances, custody controls or the outcome of individual disputes.
Assess the proposed service, account agreement, cost disclosures and custody arrangements together. Any protection associated with a particular account has conditions; it must not be inferred merely from a brand name or a membership statement.
What Should Traders Verify?
- Match the exact website and legal entity against the customer agreement and payment recipient.
- Search the relevant regulator’s official register; compare the name, domain, reference number and contact details.
- Check whether the permission covers the intended service, client category and jurisdiction.
- Read the complete fee schedule, including overnight financing, conversion and account charges.
- Review funding, withdrawal and account-closure terms before sending money.
- Identify the complaint route and any investor-protection eligibility; do not assume these apply across a group.
Evidence Reviewed
| FINRA BrokerCheck — CRD 146251 | Primary regulatory source. Identifies Spartan Capital Securities, LLC, registration identifiers, office information, an owner and disclosure access. Last checked: 19 October 2026. |
|---|---|
| Spartan Capital website | Broker-disclosed source. Identifies the firm’s public-facing name and stated service lines; not an independent service test. Last checked: 19 October 2026. |
| SEC PAUSE — Spartan Capital Asset Management | Primary regulatory source, identity distinction. Names a different operation and spartancam.com. The warning is not attributed to the reviewed entity. Last checked: 19 October 2026. |
Source: FINRA BrokerCheck — CRD 146251 — Primary regulatory source · Last Checked:
Source: Spartan Capital website — Broker-disclosed source · Last Checked:
Source: SEC PAUSE — Spartan Capital Asset Management — Primary regulatory source, identity distinction · Last Checked:
A Last Checked date records when the source or its availability was reviewed. It is not a promise of continuous monitoring. A record found for a similarly named company is not transferred to the entity under review. No third-party rating or customer report is adopted as regulatory verification.
What We Could Verify
- A FINRA BrokerCheck record was retrieved for Spartan Capital Securities, LLC, CRD 146251.
- The firm website describes wealth management, investment banking, institutional trading and equity research.
- The SEC alert for Spartan Capital Asset Management identifies a different domain.
Information Still Unclear
- Account-specific fees, custody and funding conditions were not independently verified.
- Platform functionality, execution and withdrawal performance were not tested.
- The record does not by itself establish suitability or protection for a particular transaction.
How BrokerSafari reviews brokers
| Evidence standards | BrokerSafari prioritizes primary evidence such as financial-regulator registers, legal disclosures and official company documents. Broker claims are attributed to the broker unless independently verified. Third-party reviews and user reports may provide useful context, but they are not treated as substitutes for regulatory records. |
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Risk disclaimer
This review is general research, not personal financial advice or a recommendation to open an account. Trading and investing involve the risk of loss. Leverage can increase losses, while regulatory authorization does not guarantee investment performance, withdrawal outcomes or provider solvency.
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FAQ
FINRA BrokerCheck identifies Spartan Capital Securities, LLC under CRD 146251 and SEC number 8-67801, describing a FINRA-regulated brokerage firm with an approved SEC registration status. This answer concerns that entity, not every business using a Spartan Capital name. Review the current detailed report, permissions and account documentation before relying on the record for a particular service.